-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kd1xhnuknWOpg+6jrxe0wibYWRMlLzE+HpbWblXOPEuejtEUGyHVM4EcDsokkQck L5tpgyA/1PYmIwbqEPkhOg== 0000950153-98-000679.txt : 19980611 0000950153-98-000679.hdr.sgml : 19980611 ACCESSION NUMBER: 0000950153-98-000679 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980610 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIRAVANT MEDICAL TECHNOLOGIES CENTRAL INDEX KEY: 0000933745 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770222872 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49175 FILM NUMBER: 98645660 BUSINESS ADDRESS: STREET 1: 7408 HOLLISTER AVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: 8056859880 MAIL ADDRESS: STREET 1: 7408 HOLLISTER AVENUE CITY: SANTA BARBARA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: PDT INC /DE/ DATE OF NAME CHANGE: 19941214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLENN PAUL F CENTRAL INDEX KEY: 0000935830 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PO BOX 50510 CITY: SANTA BARBARA STATE: CA ZIP: 93108 MAIL ADDRESS: STREET 1: PO BOX 50510 CITY: SANTA BARBARA STATE: CA ZIP: 93108 SC 13G/A 1 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO: 3 Name of Issuer: Miravant Medical Technologies, Inc. (formerly known as PDT, Inc.) Title of Class of Securities: Common Stock CUSIP Number: 69329P Name, address and telephone number of person authorized to receive Notice and Communications: K. Leonard Judson, Esq. May, Potenza, Judson & Baran, P.C. 201 North Central Avenue, Suite 2210 Phoenix, AZ 85073-0022 (602) 252-1110 Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No.: 69329P Date of Event Which Requires Filing of Statement: Amendment to Amendment No. 2 filed February 12, 1998 to correct number of shares beneficially owned by the Reporting Person Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [x] Rule 13d-1(d) Page 1 of 4 2 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON Paul F. Glenn, Trustee, Paul F. Glenn Revocable Trust; SS# 206 24 0752 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Paul F. Glenn is a United States citizen and the Paul F. Glenn Revocable Trust is formed under the laws of the State of Arizona NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 837,660 6. SHARE VOTING POWER -0- 7. SOLE DISPOSITIVE POWER 837,660 8. SHARED DISPOSITIVE POWER -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 837,660 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.89% 12. TYPE OF REPORTING PERSON* Paul F. Glenn - IN Paul F. Glenn Revocable Trust - 00 This Amendment No. 3 is being filed to correct the number of shares beneficially owned by the Reporting Person as reported in previous 13G filings. The original 13G and previous Amendments failed to include 10,500 shares owned by the Reporting Person since 1995. Page 2 of 4 3 Item 1 (a) Name of Issuer: Miravant Medical Technologies, Inc. (formerly known as PDT, Inc.) Item 1 (b) Address of Principal Business Office, or, if none, Resident 7408 Hollister Avenue, Santa Barbara, CA 93117 Item 2 (a) Name of Person Filing: Paul F. Glenn, as Trustee of the Paul F. Glenn Revocable Trust, an Arizona revocable trust created by Declaration of Trust, dated August 23, 1990, as amended through the date hereof. Mr. Glenn is the sole trustee of the Paul F. Glenn Revocable Trust and has the same business address ("Reporting Person") Item 2 (b) Address of Principal Business Office or Residence: P.O. Box 50310, Santa Barbara, CA 93108 Item 2 (c) Citizenship: Reporting Person is a United States citizen Item 2 (d) Title of Class of Securities: Common Stock Item 2 (e) CUSIP Number: 69329P Item 3 (a) If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a : This statement is not filed pursuant to the foregoing rules. Item 4 (a) Amount Beneficially Owned: 837,660 Item 4 (b) Percent of class: 5.89% (837,660 divided by 14,229,302 issued and outstanding as of March 7, 1998 as reported in the Issuer's 10-K for the Fiscal Year ended December 31, 1997) Item 4 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 837,660 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 837,660 (iv) shared power to dispose or to direct the disposition of: -0- The Reporting Person has not acquired or disposed of any securities of the Issuer during the reporting period. Page 3 of 4 4 Item 5 Ownership of Five Percent or Less of a Class This statement is not being filed to report the fact that the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities identified herein. Item 6 Ownership of More than Five Percent on Behalf of Another Person Other than the Reporting Person, no other person has any right to receive or the power to direct the receipt of dividends from, or the proceed or sales of the securities identified in this Schedule 13G. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company This Schedule 13G is not being filed on behalf of a parent holding company or a subsidiary. Item 8 Identification and Classification of Members of the Group This Schedule 13G is not being filed on behalf of any group. Item 9 Notice of Dissolution of Group No notice of dissolution of a group is reported in this Schedule 13G. Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as participation in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 10, 1998 /s/ K. Leonard Judson ------------------------------------------------- Paul F. Glenn, by K. Leonard Judson, Attorney-in Fact for Paul F. Glenn (Power of Attorney for execution by K. Leonard Judson, on behalf of Paul F. Glenn, has been previously filed with the United States Securities and Exchange Commission Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----